基于集成学习的土壤含水量预测研究——以辽西地区为例
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S152.7

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江西省“科技+水利”联合计划项目(2022KSG01002)和中国水利水电科学研究院防洪抗旱减灾工程技术研究中心青年创新人才推进项目资助


Prediction of Soil Moisture Content Based on Ensemble Learning—A Case Study of Western Liaoning Province
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    摘要:

    准确高效地预测土壤含水量(SMC)对田间水分管理至关重要。本研究利用在辽西地区自建的3个站点2018—2021年10 ~ 40 cm土壤水分自动观测小时数据集,分析研究随机森林(random forest,RF)和梯度提升机(gradient boosting machine,GBM)算法在SMC预测方面的适用性,验证不同时间尺度SMC的预测结果。同时引入SHAP(shapley additive explanations)方法表征5类(降水、日照时数、平均相对湿度、风速、平均气温)输入变量对SMC预测结果的影响,并制定区间划分规则识别变量最大贡献阈值区间。研究结果表明:年尺度下,SMC预测GBM模型和RF模型R2分别为0.982和0.888,气温贡献最大,最大贡献区间是21 ~ 23℃;季尺度下,2种模型R2分别为0.935和0.863,日照时数贡献最大,最大贡献区间为2 ~ 4 h。该研究创新应用SHAP方法于机器学习输入变量贡献度分析,同时验证了2种机器学习算法对SMC预测研究的准确性,可为SMC相关研究提供参考。

    Abstract:

    Accurate and efficient prediction of soil moisture content (SMC) is vital for field water management. In this study, two types of ensemble learning models (RF and GBM) were used to compare their applicability in SMC prediction based on the automatic hourly SMC data at 10–40 cm during 2018—2021 from three self-built sites in the western Liaoning area, the prediction results were also compared and verified at annual and seasonal scales. The SHAP (Shapley Additive Explanations) method was introduced to quantitatively characterize the effects of five input variables (precipitation, sunshine hour, average relative humidity, wind speed and average temperature) on SMC prediction. Interval division rules were developed to identify the interval of maximum contribution threshold of variables. The results show that R2 of GBM and RF models are 0.982 and 0.888 respectively on annual scale, temperature is the most important factor with the maximum contribution range of 21–23℃, while R2 of the two models are 0.935 and 0.863 respectively on seasonal scale, sunshine hour is the most important factor with the maximum contribution range of 2–4 hours. This study innovatively applied SHAP method to analyze the contribution rates of input variables of machine learning, and verified the results of RF and GBM methods in SMC prediction, which can provide reference for related study on SMC.

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付平凡,杨晓静,苏志诚,屈艳萍,马苗苗.基于集成学习的土壤含水量预测研究——以辽西地区为例[J].土壤,2023,55(3):671-681. FU Pingfan, YANG Xiaojing, SU Zhicheng, QU Yanping, MA Miaomiao. Prediction of Soil Moisture Content Based on Ensemble Learning—A Case Study of Western Liaoning Province[J]. Soils,2023,55(3):671-681

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  • 收稿日期:2022-09-05
  • 最后修改日期:2022-12-20
  • 录用日期:2022-12-23
  • 在线发布日期: 2023-06-25
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