基于实验室高光谱的多土壤属性特征波段集构建及预测研究
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中国科学院南京土壤研究所

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S159

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Prediction of Multiple Soil Properties Based on a Characteristic Spectral Band Set Derived from Laboratory Hyperspectral Data and Machine Learning
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Institute of Soil Science, Chinese Academy of Sciences

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    摘要:

    实现土壤属性的快速、统一预测对于区域土壤资源调查、土壤质量评价及精准农田管理具有重要意义。针对实验室高光谱多土壤属性预测中光谱冗余高、不同土壤属性需分别进行特征筛选、限制多土壤属性统一预测的问题,本研究旨在构建统一特征波段集,实现实验室高光谱多土壤属性的快速、统一预测。以中国东北农田为研究区,采集671个表层土壤样品(0 ~ 20 cm),在实验室条件下测定其可见光—近红外高光谱反射曲线。利用互信息(Mutual information,MI)对土壤有机碳(SOC)、pH、全氮(TN)、全磷(TP)和全钾(TK)分别进行特征波段筛选,分析不同筛选阈值下模型预测性能变化规律,确定各土壤属性最优特征波段组合,并基于不同土壤属性特征波段的出现频次构建特征波段集。基于此,采用随机森林(RF)模型对全波段、各属性特征波段以及特征波段集下各属性预测能力进行对比分析。实验室高光谱能够有效预测东北农田土壤主要属性,但不同土壤属性预测能力存在明显差异,其中SOC和TN预测效果较好,R²分别为0.64和0.61,pH、TP和TK的R²分别为0.43、0.25和0.22。特征筛选能够有效提升模型预测性能,不同土壤属性均存在最优筛选阈值,在最优特征波段组合下,SOC、pH、TN、TP和TK预测精度较全波段模型分别提升8%、19%、12%、22%和10%。不同土壤属性敏感波段具有一定共性,所构建的特征波段集,相较全波段模型使SOC、pH、TN、TP和TK预测精度分别提升6%、14%、6%、21%和6%。实验室高光谱结合特征波段筛选能够有效提升土壤属性预测精度,特征波段集能够兼顾多土壤属性的共同光谱信息,在保证预测精度的同时实现多土壤属性同步预测,为实验室高光谱多土壤属性联合建模及快速检测提供了新的技术途径。

    Abstract:

    Rapid and unified prediction of multiple soil properties is of great significance for regional soil resource surveys, soil quality assessment, and precision agricultural management. However, laboratory hyperspectral prediction of multiple soil properties is constrained by high spectral redundancy and the need for separate feature selection for individual soil properties, limiting the feasibility of unified prediction. This study aimed to construct a unified characteristic spectral band set to achieve rapid and simultaneous prediction of multiple soil properties using laboratory hyperspectral data. A total of 671 topsoil samples (0 – 20 cm) were collected from the major agricultural region of Northeast China, and their visible to near infrared hyperspectral reflectance spectra were measured under laboratory conditions. Mutual information (MI) was employed to identify characteristic spectral bands for soil organic carbon (SOC), pH, total nitrogen (TN), total phosphorus (TP), and total potassium (TK), and the variation in model performance under different MI thresholds was analyzed to determine the optimal characteristic band combination for each soil property. A characteristic spectral band set was constructed based on the frequency of the selected bands across different soil properties. Prediction performances of full spectral bands, property specific characteristic bands, and the characteristic spectral band set were compared using the random forest (RF) model. Laboratory hyperspectral data effectively predicted the major soil properties in Northeast China, although prediction performance varied among soil properties. SOC and TN achieved relatively high prediction accuracies, with R² values of 0.64 and 0.61, respectively, whereas the R² values for pH, TP, and TK were 0.43, 0.25, and 0.22, respectively. Feature selection significantly improved model performance, and an optimal MI threshold was identified for each soil property. Compared with the full spectral bands model, the prediction accuracies of SOC, pH, TN, TP, and TK increased by 8%, 19%, 12%, 22%, and 10%, respectively, using the optimal characteristic band combination. The sensitive spectral bands of different soil properties exhibited considerable overlap. Compared with the full spectral bands model, the characteristic spectral band set model improved the prediction accuracies of SOC, pH, TN, TP, and TK by 6%, 14%, 6%, 21%, and 6%, respectively. Feature selection based on laboratory hyperspectral data significantly improved the prediction accuracy of soil properties. The characteristic spectral band set effectively integrated the shared spectral information among multiple soil properties, enabling simultaneous prediction while maintaining satisfactory accuracy. This approach provides a promising strategy for multi-property soil modeling and rapid soil property assessment using laboratory hyperspectral spectroscopy.

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  • 收稿日期:2026-07-14
  • 最后修改日期:2026-09-18
  • 录用日期:2026-09-20
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