基于 CARS-PLSR 的银川平原土壤全氮高光谱估测[1]
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宁夏农林科学院农业资源与环境研究所

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S153.6

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Estimation of Soil Total Nitrogen in Yinchuan Plain Based on CARS-PLSR Hyperspectral Modeling
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Institute of Agricultural Resources and Environment, Ningxia Academy of Agriculture and Forestry Science

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    摘要:

    土壤全氮是评价土壤肥力的核心指标之一,高光谱技术为土壤全氮的快速估测提供了重要手段。本研究以银川平原农田土壤为研究对象,利用ASD FieldSpec 4地物光谱仪采集了147个土壤样品的高光谱数据,首先采用原始反射率平滑、一阶微分和连续统去除三中方法对光谱数据进行预处理,在此基础上运用CARS算法筛选特征变量,再分别结合偏最小二乘回归和随机森林算法构建土壤全氮的高光谱估测模型,并通过决定系数、均方根误差和相对分析误差评价模型精度。结果表明:(1)在全波段偏最小二乘回归建模中,原始反射率平滑处理后效果最佳,一阶微分次之,连续统去除最差;(2)CARS筛选后原始反射率光谱的变量数从2001个降至270个,模型验证精度显著提高,但对一阶微分和连续统去除预处理光谱的改进有限;(3)偏最小二乘回归模型在三种光谱预处理中对全氮的估测均优于随机森林模型,表明小样本条件下线性模型更具泛化优势;(4)原始反射率平滑处理结合CARS特征筛选,再以偏最小二乘回归算法建模,在银川平原农田土壤全氮估测中表现最佳——其验证集决定系数为0.6494,相对分析误差为1.71。

    Abstract:

    Soil total nitrogen (TN) is one of the core indicators for evaluating soil fertility, and hyperspectral technology provides an important means for rapid estimation of soil TN. This study took farmland soils in the Yinchuan Plain as the research object, based on hyperspectral data of 147 soil samples collected by an ASD FieldSpec 4 spectroradiometer. Three preprocessing methods (original reflectance (R), first-order derivative reflectance (FDR), and continuum removal (CR)) were compared. The CARS (Competitive Adaptive Reweighted Sampling) algorithm was used for feature variable selection, and partial least squares regression (PLSR) and random forest (RF) were employed to construct soil TN estimation models. Model performance was evaluated using the coefficient of determination (R2), root mean square error (RMSE), and relative percent deviation (RPD). The results showed that in full-band PLSR modeling, R preprocessing achieved the best performance (validation R2=0.4839, RPD=1.41), followed by FDR (R2=0.4781, RPD=1.40), while CR performed the worst (R2=0.2408, RPD=1.16). CARS significantly improved the model accuracy of R preprocessing, compressing the number of variables from 2001 to 270, with validation R2 increasing to 0.6494 and RPD to 1.71, reaching an acceptable level. CARS performed poorly on FDR preprocessing, indicating that CARS is more suitable for original reflectance spectra. PLSR outperformed RF under all preprocessing conditions, suggesting that linear models have better generalization advantages under small sample conditions. R+CARS-PLSR was identified as the optimal model (validation R2=0.6494, RMSE=0.1037 g/kg, RPD=1.71), which can provide a methodological reference for rapid estimation of soil TN in farmland soils of the Yinchuan Plain.

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  • 收稿日期:2026-08-24
  • 最后修改日期:2026-09-20
  • 录用日期:2026-09-22
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